Fortinet FCSS_NST_SE-7.4 Network Security 7.4 Support Engineer Exam Dumps and Practice Test Questions Set 1 Q1-20
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Question 1
A network support engineer observes that FortiGate’s CPUs are at 95% during peak hours, causing degraded traffic performance. What is the most appropriate first diagnostic action?
A) Run “diagnose sys top” and observe CPU-consuming processes
B) Immediately restart all FortiGate services to reset system load
C) Disable all security profiles temporarily to reduce CPU consumption
D) Increase the session TTL values to reduce session turnover
Answer: A)
Explanation
A) Run “diagnose sys top” and observe CPU-consuming processes — This is the recommended initial diagnostic step because it provides real-time visibility into process-level CPU consumption. When CPU usage is high, the engineer must identify whether the load originates from system processes, IPS engines, proxy workers, or specific daemons. This diagnostic view shows which tasks are consuming the most resources and allows the engineer to narrow the scope efficiently. It also helps differentiate whether the CPU stress is caused by configuration, traffic patterns, external attacks, or misbehaving processes. Because the command provides immediate insight without disrupting operations, it is the safest and most informative initial step.
B) Immediately restart all FortiGate services to reset system load — Restarting services without diagnosis is risky and may temporarily mask underlying issues such as DoS traffic, routing problems, or misconfigured features. Restarting processes can interrupt user sessions, VPN tunnels, and critical services, leading to outages. This should never be the first action unless the device is entirely unresponsive and other diagnostic paths are unavailable. Proper troubleshooting requires observing the system before making disruptive changes.
C) Disable all security profiles temporarily to reduce CPU consumption — Disabling security features such as antivirus, IPS, or web filtering may reduce CPU load but compromises security posture. This is neither safe nor recommended as a first diagnostic step. Disabling features should only occur after the source of CPU consumption is understood and if done, must be applied selectively and temporarily. A support engineer must avoid unnecessary exposure and not alter protections without justification.
D) Increase the session TTL values to reduce session turnover — Session TTL relates to how long idle sessions remain tracked. While changing TTL may influence session table churn, it typically has minimal effect on CPU load related to traffic inspection. High CPU usage is usually tied to inspection processes, DoS traffic, or runtime services, not TTL values. Modifying TTL can inadvertently cause stale sessions to linger without resolving the fundamental cause of CPU saturation.
Reasoning about the correct Answer — The correct first step must be safe, non-disruptive, and provide actionable diagnostic insights. Running “diagnose sys top” fulfills all criteria, giving visibility into real-time CPU usage. This allows the engineer to identify patterns, narrow down the cause, and decide whether the issue relates to traffic floods, misconfigurations, heavy inspection workloads, or malfunctioning processes. Only after understanding the source should additional corrective actions be taken.
Question 2
A FortiGate shows that an IPsec Phase 1 tunnel is established, but Phase 2 repeatedly fails to create SAs. What should the engineer verify first?
A) Matching encryption and authentication proposals
B) Correct routing advertisements through the tunnel
C) Web filter profile alignment between the peers
D) HA failover thresholds configured on both sides
Answer: A)
Explanation
A) Matching encryption and authentication proposals — When Phase 1 is already established, the next critical requirement for Phase 2 is that both peers share identical Phase 2 proposals. This includes encryption strength, authentication algorithms, lifetime values, and protocols. Mismatches prevent Security Association negotiation from completing successfully. Since Phase 2 handles the data path SA, the most common reason for its failure is a proposal mismatch. Verifying proposal alignment is always the first troubleshooting step because it directly affects negotiation. Proposals must match exactly on both devices for communication to proceed.
B) Correct routing advertisements through the tunnel — Routing comes into play only after Phase 2 is successfully established. Even if routing is misconfigured, Phase 2 would be able to form its SAs. Routing problems do not typically prevent Phase 2 negotiation. Therefore, routing is not the correct first check when Phase 2 itself is failing. Routing issues may result in traffic not flowing after the tunnel is up, but they don’t prevent the SA from forming.
C) Web filter profile alignment between the peers — Web filtering has no relevance to IPsec negotiations. It occurs at the application level and does not influence how Phase 2 parameters are negotiated. The peers do not compare or coordinate security profiles like web filtering, antivirus, or IPS as part of IPsec setup. Therefore, this is unrelated to Phase 2 failure and should not be considered a diagnostic starting point.
D) HA failover thresholds configured on both sides — HA thresholds impact cluster behavior and failover triggers but are unrelated to IPsec Phase 2 negotiation. Even if failover thresholds were incorrectly set, that would not cause Phase 2 to fail specifically. HA settings only matter if failover events interrupt tunnel continuity, but do not prevent SAs from being negotiated while the unit is active.
Reasoning about the correct Answer — The most direct and common cause of Phase 2 SA negotiation failure is mismatched Phase 2 parameters. Since Phase 1 is already stable, the foundational authentication and identification aspects are functioning correctly. The next step is ensuring that both sides support identical security proposals for Phase 2, including ESP encryption/authentication, DH groups when rekeying, and lifetime values. These must completely align or negotiation will fail. Thus verifying proposals must be the engineer’s first diagnostic step.
Question 3
A remote user cannot establish an SSL VPN connection. The FortiGate logs show “user authentication failed.” What is the most appropriate initial check?
A) Verify user credentials and authentication server settings
B) Reinstall the SSL VPN client and restart the PC
C) Increase SSL VPN idle timeout values
D) Disable MFA temporarily to simplify login
Answer: A)
Explanation
A) Verify user credentials and authentication server settings — When authentication fails, the logical first step is checking credential validity and the authentication server’s configuration. If user credentials are incorrect, expired, or if FortiGate cannot communicate with the authentication server (LDAP, RADIUS, or local user database), authentication will not succeed. This step includes checking login attempt logs, server connectivity, user group membership, and any MFA factors associated with the user. Because failed authentication is the explicit cause in the logs, verifying authentication settings is the correct diagnostic starting point.
B) Reinstall the SSL VPN client and restart the PC — Client-side software corruption can cause some SSL VPN issues, but not authentication failure. Authentication happens before complex client operations take place. Since the FortiGate directly reports authentication failure, the problem resides on the server or credentials side rather than the client installation. Reinstallation wastes time and introduces unnecessary steps without addressing the root problem.
C) Increase SSL VPN idle timeout values — Idle timeout influences how long an established session remains active when the user is not sending traffic. It does not influence initial authentication. Modifying this timeout will not resolve authentication failure and is unrelated to the user’s inability to log in. Idle timeout issues occur only after authentication succeeds and a session begins.
D) Disable MFA temporarily to simplify login — Disabling MFA is unsafe and should never be a first diagnostic step. MFA often provides critical security protection. There is no justification for disabling it before checking user credentials and server configuration. Only when logs indicate MFA-specific failure would disabling MFA be considered for testing purposes, and even then it should be limited and controlled.
Reasoning about the correct Answer — Diagnostics must be targeted at the cause reported by the system. Because the logs explicitly state “user authentication failed,” all effort should begin with validating the user’s credentials, group assignment, authentication server status, and any relevant communication paths. Higher-level or unrelated settings do not come into play until authentication is functioning correctly. Thus the correct first step is verifying the credentials and authentication configuration.
Question 4
A FortiGate administrator notices that a firewall policy using SSL deep inspection is causing certain HTTPS websites to fail loading. What should the engineer check first?
A) Whether the FortiGate CA certificate is installed on the client
B) Whether DNS filtering profile is enabled on the policy
C) Whether WCCP offloading is enabled on the downstream router
D) Whether the WAN interface MTU is configured at default values
Answer: A)
Explanation
A) Whether the FortiGate CA certificate is installed on the client — When SSL deep inspection is in use, the FortiGate performs a man-in-the-middle decryption and re-encryption of HTTPS traffic. To avoid certificate warnings and connection failures, the FortiGate’s CA certificate must be trusted by client devices. If the CA certificate is missing, clients will see certificate errors, and certain browsers or applications may refuse to connect altogether, treating the FortiGate-signed certificates as untrusted. This issue is extremely common, especially in environments where certificate deployment has not been automated or where BYOD devices are present. Because SSL deep inspection relies heavily on trusted CA chains, verifying whether the CA certificate is present and trusted is the first logical step in diagnosing HTTPS failures. This check also allows the engineer to determine whether the issue is global or limited to specific clients.
B) Whether DNS filtering profile is enabled on the policy — DNS filtering controls domain resolution decisions and has no direct involvement with HTTPS certificate negotiation. Even if DNS filtering blocks or redirects certain domains, this would not manifest as HTTPS certificate trust failures. Instead, domains would fail to resolve or be redirected. Therefore, DNS filtering has no relationship to the inspection certificate trust chain and is not relevant as a first diagnostic step when HTTPS sites fail under SSL deep inspection.
C) Whether WCCP offloading is enabled on the downstream router — WCCP is used mainly in web caching and proxy redirection environments. It has no impact on the certificate trust relationship involved in SSL inspection. Regardless of whether WCCP redirection happens, the critical factor in HTTPS inspection breakdowns is whether clients trust FortiGate’s re-signed certificates. Thus WCCP is unrelated to certificate acceptance problems and should not be checked before inspecting certificate trust.
D) Whether the WAN interface MTU is configured at default values — MTU issues can affect large TLS packets and cause fragmentation, but they do not specifically cause certificate mistrust or HTTPS certificate failures. MTU problems usually result in slow loading, incomplete page rendering, or timeouts, not certificate trust failures. The symptoms described in the scenario fit certificate chain issues, not MTU-related packet fragmentation.
Reasoning about the correct Answer — HTTPS site failures during SSL deep inspection almost always point to trust problems first. When the FortiGate re-signs certificates, clients must trust its CA certificate for the connection to proceed. If the certificate is not installed, browsers or applications may block the traffic completely. Because this represents the most common and direct cause, the first step is checking CA trust before evaluating any other layer of the connection.
Question 5
A support engineer notices that session counts on a FortiGate cluster are not synchronizing between HA members. What should the engineer verify first?
A) That session-pickup is enabled in the HA configuration
B) That both units use the same NTP servers
C) That DHCP relay is configured identically on both nodes
D) That the administrative access lists match
Answer: A)
Explanation
A) That session-pickup is enabled in the HA configuration — Session synchronization in a FortiGate HA cluster is controlled by the session-pickup setting. When session-pickup is disabled, stateful session information such as TCP sequence numbers and NAT translations are not shared between nodes. As a result, failover events force the secondary unit to rebuild or renegotiate sessions, which disrupts traffic. Verifying whether session-pickup is enabled is always the first step when session synchronization issues occur, since this setting directly impacts how sessions are shared. Additionally, if session-pickup is enabled but misconfigured, the engineer can observe sync counters or check for link issues on the HA heartbeat interface. This setting defines the functionality being diagnosed, making it the most logical starting point.
B) That both units use the same NTP servers — Although time synchronization is important for logs and certificates, HA synchronization does not require identical NTP server configuration. Time drift is not the cause of session synchronization failures, and mismatched NTP configuration would not directly prevent session data from traveling over the HA heartbeat link. It is therefore unnecessary to check NTP first when session sync is failing.
C) That DHCP relay is configured identically on both nodes — DHCP relay has no involvement with HA session synchronization. It concerns Layer 3 forwarding of DHCP broadcast traffic to a server. Even if DHCP relay settings differed between the nodes, session data synchronization would still function normally. This is unrelated to the specific behavior described in the scenario.
D) That the administrative access lists match — Administrative access lists determine what management protocols can reach each device. These lists do not control HA cluster operations or session synchronization. Even if admin access settings were mismatched, HA heartbeat communication would still occur normally, and session synchronization should not be affected.
Reasoning about the correct Answer — Session synchronization issues must be diagnosed by checking the mechanisms specifically responsible for session synchronization. The primary control for this behavior is the session-pickup setting. If it is disabled, synchronization will not occur. If it is enabled but not functioning, the engineer can proceed to inspect heartbeat interfaces and sync statistics. Only after confirming this critical setting should secondary configuration items be examined.
Question 6
A FortiGate administrator finds that applications classified as “unknown” are appearing frequently in logs, even though application control is enabled. What is the first thing the engineer should check?
A) Whether deep inspection is enabled on the policy
B) Whether the DNS filter profile is set to monitor mode
C) Whether shaping profiles are configured on related policies
D) Whether NP6 acceleration is enabled on the interface
Answer: A)
Explanation
A) Whether deep inspection is enabled on the policy — Application control relies heavily on payload inspection to identify application signatures. Without SSL deep inspection, FortiGate cannot inspect encrypted traffic contents, causing many applications to be logged as “unknown” because only the encrypted headers are visible. When deep inspection is disabled, classification accuracy drops significantly, especially with modern applications that use TLS. Thus, verifying whether deep inspection is enabled is the correct first diagnostic step for unexplained “unknown application” entries. When traffic is encrypted, identifying fingerprints requires decryption, and without it, application control produces incomplete results.
B) Whether the DNS filter profile is set to monitor mode — DNS filtering controls domain-level security decisions and does not influence how application control identifies applications. Whether DNS filtering is in monitor mode or enforce mode does not affect application classification. DNS filtering observes DNS queries, while application control is based on packet and flow analysis. There is no dependency between the two that would create unidentified applications.
C) Whether shaping profiles are configured on related policies — Traffic shaping determines bandwidth allocation and priority but has no effect on application identification. Even if shaping were configured incorrectly, application control would still identify applications normally. Shaping operates after classification and does not interfere with how signatures are applied or detected.
D) Whether NP6 acceleration is enabled on the interface — NP6 offloads certain traffic flows to hardware, but application control generally requires traffic to be processed by the software inspection engines. However, NP6 offload does not cause applications to appear as “unknown.” Instead, accelerated flows are simply handled differently. NP6 does not block application inspection; it bypasses only matched fast path traffic. Even with NP6, application control remains functional for traffic requiring inspection, so this does not explain the scenario.
Reasoning about the correct Answer — Since most applications operate over encrypted channels, SSL inspection is essential to identify them. When deep inspection is not enabled, the firewall can only use metadata and limited heuristics, leading to large numbers of “unknown application” logs. Because this is the primary dependency for application identification accuracy, verifying deep inspection is the correct first step.
Question 7
A FortiGate administrator finds that users authenticated via a RADIUS server are failing to log in intermittently. Logs show “RADIUS timeout.” What should be checked first?
A) Network reachability between FortiGate and the RADIUS server
B) Whether password policy complexity is enforced
C) Whether user groups are set to mandatory two-factor authentication
D) Whether the firewall policy has NAT enabled
Answer: A)
Explanation
A) Network reachability between FortiGate and the RADIUS server — A RADIUS timeout usually means that the FortiGate sent a request but did not receive a response within the expected timeframe. The most common causes are network reachability issues such as latency, dropped packets, routing inconsistencies, or firewall blocks between the FortiGate and the RADIUS server. Verifying connectivity with tools such as ping, traceroute, sniffer captures, or checking intermediate firewall rules is essential. Since RADIUS is UDP-based, even minor packet loss can cause authentication timeouts. Therefore, reachability is the first check.
B) Whether password policy complexity is enforced — Password complexity policies affect user password creation, not live RADIUS transactions. Even if a user had a weak password, this would not cause RADIUS timeouts. Complexity enforcement does not interfere with communication between client, FortiGate, and RADIUS server.
C) Whether user groups are set to mandatory two-factor authentication — MFA misconfiguration could cause authentication failures, but not timeouts. A timeout indicates communication failure, not credential or configuration failure. MFA issues would generate specific log entries related to secondary authentication failure, not RADIUS communication delay.
D) Whether the firewall policy has NAT enabled — NAT on the firewall policy does not influence RADIUS authentication unless the RADIUS server relies on source IP restrictions and NAT changes the source IP. However, such misconfiguration would result in “Access-Reject” responses, not timeouts. Since the logs clearly indicate timeouts rather than rejections, NAT is not the first thing to verify.
Reasoning about the correct Answer — RADIUS timeouts reflect communication failures between the FortiGate and authentication backend. Therefore, verifying network reachability is the priority. Only after connectivity is confirmed should the engineer investigate server performance, RADIUS response policies, or authentication configuration.
Question 8
FortiGate is failing to send logs to a syslog server. The syslog server is reachable and listening. What should the engineer check first?
A) Whether the correct UDP/TCP port is configured for the syslog server
B) Whether the server is joined to the FortiGate HA cluster
C) Whether WAN optimization is enabled
D) Whether local-in policies include SMTP inspection
Answer: A)
Explanation
A) Whether the correct UDP/TCP port is configured for the syslog server — Syslog servers commonly listen on UDP 514, TCP 514, or TCP 6514 for TLS-encrypted syslog. If the configured port does not match what the server is listening on, the logs will not be delivered even if the server is reachable. Verifying the port configuration is the primary and most direct diagnostic step because port mismatch is common. If the transport protocol (UDP or TCP) mismatches, delivery may also fail.
B) Whether the server is joined to the FortiGate HA cluster — Syslog servers are external systems and do not join HA clusters. HA membership is unrelated to log transmission, so this has no relevance to syslog connectivity.
C) Whether WAN optimization is enabled — WAN optimization affects traffic shaping and compression but has no relationship to syslog delivery. Syslog uses simple UDP/TCP transmissions that are not dependent on WAN optimization features.
D) Whether local-in policies include SMTP inspection — Local-in policies govern inbound traffic destined for the FortiGate itself, but SMTP inspection has nothing to do with syslog. SMTP inspection relates to mail traffic, not syslog export. Thus it is not relevant in this context.
Reasoning about the correct Answer — Syslog failures typically arise from incorrect server IPs, ports, or transport protocols. Since the server is reachable and listening, the next logical step is ensuring that the port and protocol match exactly. Port misconfiguration is the most common cause of log export failure.
Question 9
A FortiGate administrator notices that traffic passing through an explicit proxy policy is not being inspected by the configured web filter profile. What should the engineer verify first?
A) That the explicit proxy feature is enabled on the FortiGate
B) That the transparent proxy mode is configured correctly
C) That the WAN interface IP is reachable from internal users
D) That the DHCP server lease time is set appropriately
Answer: A)
Explanation
A) That the explicit proxy feature is enabled on the FortiGate — Before an explicit proxy policy can apply any security profiles, the explicit proxy feature must be enabled globally. This activation ensures that the FortiGate will listen for explicit proxy requests on the configured ports (such as HTTP proxy port 8080 or HTTPS proxy port 8443). If explicit proxy is not enabled, the policy will never trigger, even if it exists in the policy list, and no inspection profile will be applied. When users send traffic via a browser configured to use the proxy, the FortiGate will simply bypass that logic, and the packets will enter the firewall as ordinary traffic. Therefore, verifying that explicit proxy is enabled is the correct first diagnostic step. This setting is directly tied to whether the web filter profile can be applied at all.
B) That the transparent proxy mode is configured correctly — Transparent proxying is separate from explicit proxying. If the administrator is using explicit proxy policies, transparent proxy mode is irrelevant. Transparent proxy is used when traffic should be intercepted automatically without client configuration. Explicit proxy policies do not rely on transparent proxy settings, so verifying transparent proxy mode is not the correct first step.
C) That the WAN interface IP is reachable from internal users — Reachability to the WAN IP is unrelated to explicit proxy inspection. Users connecting to the explicit proxy do not need to access the WAN IP; instead, they connect to the proxy port on an internal interface. Even if the WAN IP were unreachable, the explicit proxy policy and web filter application would still function for inbound proxy requests. Therefore, this check is not relevant to the problem described.
D) That the DHCP server lease time is set appropriately — DHCP lease time affects how long a device retains an assigned IP address from the FortiGate. It has no impact on explicit proxy functionality, firewall policies, or web filter enforcement. Even if DHCP leases were too short or too long, explicit proxy traffic would still be inspected normally, so this setting is completely unrelated.
Reasoning about the correct answer — Because explicit proxy policies only apply when the proxy feature itself is enabled, this setting must be validated before any other troubleshooting step. If the feature is disabled, none of the associated inspection profiles—including web filtering—will activate. Therefore, confirming explicit proxy is enabled represents the direct and most logical first step in diagnosing missing inspection behavior.
Question 10
A FortiGate is configured for OSPF, but routes from a neighbor are not being installed into the routing table. The adjacency is in FULL state. What should the engineer check first?
A) That route filtering or prefix lists are not blocking received LSAs
B) That the FortiGate’s DNS server settings are correct
C) That the interface MTU is set to default values
D) That the FortiGate’s host name matches the peer’s OSPF expectations
Answer: A)
Explanation
A) That route filtering or prefix lists are not blocking received LSAs — When an OSPF adjacency reaches FULL state, it indicates that LSDB synchronization has completed and the neighbors are exchanging LSAs properly. If routes are not appearing in the routing table despite adjacency being FULL, the most common cause is filtering or policies applied to OSPF inputs. Prefix lists, route maps, or area filters can prevent certain LSAs from being accepted. This typically results in missing routes even though the neighbor is fully established. Thus, verifying whether OSPF filtering is active is the correct first step in diagnosing missing routes.
B) That the FortiGate’s DNS server settings are correct — DNS is not involved in OSPF operations. OSPF neighbors use direct IP communication on multicast addresses and do not rely on DNS for route advertisements or adjacency formation. DNS issues would not cause LSAs to be dropped or routes to be filtered.
C) That the interface MTU is set to default values — MTU mismatches typically cause adjacency stalls, such as neighbors getting stuck in EXSTART or EXCHANGE states. Once neighbors reach FULL state, MTU mismatches are no longer the issue. MTU does not determine which routes get installed after adjacency is fully established.
D) That the FortiGate’s host name matches the peer’s OSPF expectations — Host name mismatch does not impact OSPF operations. OSPF uses router IDs, not hostnames, to identify neighbors. Router IDs, not names, matter for adjacency relationships. Host name differences do not influence route installation.
Reasoning about the correct answer — Since the adjacency is already in FULL state, layer 2 interoperability, MTU compatibility, and neighbor communication are all functioning. This narrows the problem to route acceptance or filtering. Prefix lists or route maps can selectively block inbound LSAs or prevent route installation based on administrative policy. Therefore, the first step must be examining any OSPF filtering configuration active on the FortiGate.
Question 11
A FortiGate running antivirus scanning begins dropping files that should be allowed. The logs show “antivirus engine initialization failure.” What should the engineer check first?
A) Whether the FortiGuard AV database is updated and synchronized
B) Whether DNS filtering is blocking the file source domain
C) Whether traffic shaping is prioritizing AV scanning queue
D) Whether HA failover thresholds are too aggressive
Answer: A)
Explanation
A) Whether the FortiGuard AV database is updated and synchronized — Antivirus scanning requires a functioning AV engine along with an updated signature database. An “initialization failure” indicates that the scanner cannot start its engine or load its database. This is typically caused by a corrupted AV database, unsuccessful updates, or a mismatch between the FortiOS version and the loaded engine. Therefore, checking whether the AV database is properly updated and synchronized is the key first diagnostic step. The engineer should verify update status, force a manual update, or check connectivity to FortiGuard distribution servers. If the database is missing or corrupted, the engine cannot initialize and will generate the errors seen in logs.
B) Whether DNS filtering is blocking the file source domain — Even if DNS filtering blocks the domain hosting the file, this would not cause antivirus initialization failures. The AV engine must initialize regardless of whether DNS filtering allows or blocks specific domains. DNS filtering influences domain access, not the AV engine itself.
C) Whether traffic shaping is prioritizing AV scanning queue — Traffic shaping manages bandwidth allocation and cannot interfere with AV engine initialization. If queues were congested, scanning may be delayed, but the engine would still initialize. Traffic shaping does not control signature loading or engine startup.
D) Whether HA failover thresholds are too aggressive — HA thresholds regulate cluster failover triggers and have no influence on the antivirus engine’s internal initialization process. Failover settings would not cause AV engine failures directly. Even if HA were misconfigured, it would not create the specific initialization failure observed.
Reasoning about the correct answer — Because the log indicates the antivirus engine cannot initialize, the first step must be validating the engine’s operational prerequisites. The AV database must be intact, up-to-date, and compatible. Without proper signature files, the engine cannot load, leading to dropped files and failure logs. Therefore, checking the FortiGuard AV database is the most direct and relevant diagnostic step.
Question 12
An administrator observes that SSL VPN users can authenticate successfully but receive no IP address from the VPN pool. What should be verified first?
A) That the IP pool configured for SSL VPN has available addresses
B) That the client has updated antivirus software
C) That the application control profile includes SSL/SSH inspection
D) That the logging level is set to information or above
Answer: A)
Explanation
A) That the IP pool configured for SSL VPN has available addresses — Successful authentication combined with a failure to receive an IP address strongly indicates a pool exhaustion issue. If all IP pool addresses are assigned or reserved, new users cannot obtain addresses, and the SSL VPN session cannot fully initialize. This is the most common cause of this symptom. The engineer should check the pool configuration, active users, reclamation timers, and confirm that the pool size is adequate for the user population. If needed, the pool can be expanded or an additional pool can be added.
B) That the client has updated antivirus software — The state of the client’s antivirus software does not determine whether the FortiGate assigns IP addresses. Even if endpoint compliance is required, failure would produce compliance-related logs rather than failure to assign IPs. Antivirus posture does not block pool assignment.
C) That the application control profile includes SSL/SSH inspection — Application control profiles affect inspected traffic after the VPN is established. They do not influence IP assignment or tunnel initialization. Whether SSL/SSH inspection is enabled has no relevance to the DHCP-like IP assignment process of SSL VPN.
D) That the logging level is set to information or above — Logging level affects administrator visibility, not VPN operation. Even with lower log levels, the IP pool assignment process works normally. While increasing log levels can help with diagnostics, it does not solve the functional issue of IP assignment failure.
Reasoning about the correct answer — Since authentication succeeds but the user receives no IP, the most probable failure point is the IP pool. SSL VPN relies on IP pools for address allocation. If the pool is exhausted or misconfigured, users cannot complete tunnel setup. Therefore, verifying pool availability is the essential first diagnostic action.
Question 13
A FortiGate administrator notices unusually high memory usage tied to WAD processes. Users report delays when accessing web applications. What should the engineer check first?
A) Whether web proxy features such as explicit or transparent proxy are heavily used
B) Whether BGP neighbors are in idle or connect state
C) Whether IPsec tunnels are configured with NAT traversal
D) Whether the HA cluster is using unicast heartbeat
Answer: A)
Explanation
A) Whether web proxy features such as explicit or transparent proxy are heavily used — WAD (Web Access Daemon) handles proxy operations, SSL offloading for proxy services, HTTP/HTTPS processing, and some inspection tasks. High WAD memory usage commonly indicates heavy proxy usage, large numbers of concurrent proxy sessions, or oversized cached objects. If explicit or transparent proxying is enabled, WAD consumption increases proportionally with load. Therefore, the first step is assessing how heavily proxy features are being used and verifying whether FortiGate has sufficient resources for the workload. This may include checking session counts, proxy worker numbers, and memory thresholds.
B) Whether BGP neighbors are in idle or connected state — BGP state does not influence WAD processes. WAD is entirely unrelated to routing processes. Even if BGP neighbors were down, WAD memory usage would remain unaffected because proxy operations and routing are separate components.
C) Whether IPsec tunnels are configured with NAT traversal — IPsec tunnels and NAT-T handling have no dependency on WAD. They operate in different subsystems. Adjusting or checking NAT traversal will not influence proxy-induced memory consumption.
D) Whether the HA cluster is using unicast heartbeat — Heartbeat communication does not control WAD memory management. Even if heartbeat type changed, WAD usage would remain determined by proxy activity. There is no connection between heartbeat configuration and web proxy processes.
Reasoning about the correct answer — Since WAD is specifically tied to proxy traffic, any abnormal memory growth must be correlated with proxy use. Heavy proxy traffic, large downloads, or excessive caching can cause WAD to expand memory consumption. Therefore, checking proxy usage is the appropriate first step.
Question 14
A FortiGate administrator notices that SSL inspection is failing for multiple websites, and the logs show certificate-chain validation errors. What should the engineer verify first?
A) That the FortiGate’s CA certificate is properly installed on client devices
B) That the WAN interface supports hardware offloading
C) That the FortiGate’s CLI idle-timeout value is high enough
D) That the SD-WAN health check interval is reduced
Answer: A)
Explanation
A) That the FortiGate’s CA certificate is properly installed on client devices — In full SSL inspection, the FortiGate performs a man-in-the-middle function and re-signs the server certificate using its own CA certificate. For the client to trust these re-signed certificates, the FortiGate’s CA certificate must exist in the client’s trusted root store. If the certificate is missing, untrusted, expired, or incorrectly imported, browsers will flag errors such as invalid certificate chains or untrusted issuers. This is the most common cause of chain-validation failures in SSL inspection environments. Therefore, checking whether the CA certificate is correctly installed on every client device is the correct first step.
B) That the WAN interface supports hardware offloading — Hardware offloading assists in performance optimization for certain traffic types but does not determine whether SSL certificate chains validate. Even without offloading, SSL inspection operates normally. Hardware offloading issues would cause performance degradation, not certificate validation failures.
C) That the FortiGate’s CLI idle-timeout value is high enough — CLI idle-timeout affects how long an administrator can remain logged in without activity. It has no impact on SSL inspection or certificate chain verification. Adjusting this value will not resolve SSL certificate errors.
D) That the SD-WAN health check interval is reduced — SD-WAN health checks monitor link performance and availability. Modifying their interval does not influence SSL inspection behavior or client trust of certificates. Even if SD-WAN paths change, certificate-chain verification is unaffected.
Reasoning about the correct answer — Certificate-chain validation errors during SSL inspection almost always occur because the client does not trust the re-signed certificate. FortiGate can only establish this trust relationship if its CA certificate is installed on the client. Because this is a prerequisite for SSL inspection to function correctly, verifying the CA certificate on clients must be the first diagnostic step.
Question 15
A FortiGate using Web Filter with Category-Based Filtering is failing to block social-media websites. Logs show “rating timeout” for many URLs. What should the engineer check first?
A) Connectivity to FortiGuard Web Rating servers
B) Whether the implicit deny rule has NAT enabled
C) Whether the DHCP relay is configured on the LAN
D) Whether the admin password complexity meets best practices
Answer: A)
Explanation
A) Connectivity to FortiGuard Web Rating servers — Category-Based Filtering relies heavily on real-time and cached ratings from FortiGuard. When the FortiGate cannot reach rating servers, it cannot obtain a category for the requested URL, causing “rating timeout.” In this state, the FortiGate either allows or blocks traffic depending on its fallback policy. If many sites are showing rating timeouts, the most likely cause is loss of connectivity to FortiGuard servers due to DNS failure, routing issues, or firewall blocks. Verifying communication with FortiGuard rating servers (using tests like diagnose debug rating or checking update connectivity) is therefore the first and most relevant step.
B) Whether the implicit deny rule has NAT enabled — NAT configuration on the implicit deny rule does not influence web rating. The implicit deny rule only affects packets that reach the end of the policy list without being matched. Even if NAT were enabled or disabled incorrectly, category-based filtering would continue to function for matched policies, and URL ratings would still succeed when FortiGuard is reachable.
C) Whether the DHCP relay is configured on the LAN — DHCP relay determines how DHCP requests are forwarded to servers. This has no impact on web categorization or FortiGuard connectivity. A misconfigured DHCP relay may cause addressing issues but would not create rating timeouts specifically tied to URL classification.
D) Whether the admin password complexity meets best practices — Password complexity influences account security, not web rating. It has no effect on URL categorization, FortiGuard lookups, or web filter enforcement.
Reasoning about the correct answer — When category-based filtering cannot obtain ratings, the most direct cause is FortiGate’s inability to reach FortiGuard servers. Rating timeouts appear precisely for this reason. Therefore, the engineer must first verify connectivity to FortiGuard Web Rating servers.
Question 16
A FortiGate administrator notices that a newly created IPsec tunnel comes up, but no traffic flows through it. Phase-1 and Phase-2 are both green. What should the engineer verify first?
A) That security policies exist allowing traffic into and out of the tunnel
B) That the RADIUS server supports CHAP authentication
C) That the FortiAnalyzer upload interval is not too high
D) That DNS over TLS is disabled
Answer
A)
Explanation
A) That security policies exist allowing traffic into and out of the tunnel — Even when Phase-1 and Phase-2 are established successfully, an IPsec tunnel will not pass traffic unless appropriate firewall policies are created. The FortiGate treats IPsec interfaces like virtual interfaces, requiring explicit allow policies in both directions for traffic to traverse the tunnel. Missing or misconfigured policies are one of the most common reasons for tunnels appearing “up” while carrying zero traffic. Therefore, checking policy existence and correctness is the primary diagnostic step when tunnels are established but passing no traffic.
B) That the RADIUS server supports CHAP authentication — RADIUS authentication is used for remote user authentication and has no relevance to site-to-site IPsec tunnel behavior. IPsec tunnels do not require RADIUS or CHAP. Even if RADIUS were malfunctioning, the tunnel would still pass traffic if policies and selectors were correct.
C) That the FortiAnalyzer upload interval is not too high — Upload interval only affects log transport frequency. Whether it is large or small has no impact on IPsec operation. The tunnel would continue functioning independently of log upload settings.
D) That DNS over TLS is disabled — DNS over TLS affects DNS lookups but not IPsec traffic flow. Even if DNS over TLS caused external DNS failures, an already-established tunnel would still pass traffic as long as IP addresses and routes were correct.
Reasoning about the correct answer — When the tunnel is established but not forwarding traffic, the next logical area of investigation is the firewall policy layer, since IPsec tunnels require explicit inter-zone traffic permission. Missing policies are the most frequent cause of zero-traffic tunnels, making this the correct first check.
Question 17
A FortiGate administrator observes that FortiSandbox integration is enabled, but files are not being submitted for analysis. The logs show “sandbox connection unavailable.” What should be verified first?
A) That the FortiGate can reach the FortiSandbox appliance or cloud service
B) That the WAN link has enough bandwidth for streaming video
C) That the admin GUI color theme is set to default
D) That the Syslog server port matches the expected value
Answer: A)
Explanation
A) That the FortiGate can reach the FortiSandbox appliance or cloud service — File submission requires reliable connectivity between the FortiGate and the Sandbox. When logs show “sandbox connection unavailable,” it typically indicates routing issues, DNS resolution failures, blocked ports, SSL handshake problems, or incorrect Sandbox configuration. Without successfully establishing this connection, the FortiGate cannot upload any suspicious files. Therefore, verifying reachability is the first and most important step. This includes checking network routes, ping tests, port connectivity, and ensuring that the Sandbox address is correctly defined.
B) That the WAN link has enough bandwidth for streaming video — Bandwidth for streaming video has no relation to Sandbox connectivity. Even with low bandwidth, the FortiGate would still attempt to connect to the Sandbox. Streaming resources do not influence submission connectivity.
C) That the admin GUI color theme is set to default — Interface color themes affect only visual appearance and cannot influence sandbox communication or file submissions. Changing GUI themes will not fix connectivity failures.
D) That the Syslog server port matches the expected value — Syslog settings affect log forwarding, not Sandbox operation. If Syslog ports were wrong, logs might fail to upload, but Sandbox integration would still attempt connectivity independently.
Reasoning about the correct answer — Sandbox submission is only possible if the FortiGate can communicate with the Sandbox. Since the error explicitly states that the connection is unavailable, connectivity is the primary prerequisite to verify. Without this connection, no files will be uploaded, regardless of any other configuration details.
Question 18
A FortiGate administrator sees that local administrators cannot log in because TACACS+ is enabled and unreachable. What should the engineer check first?
A) That “local” is included in the authentication-fallback sequence
B) That the IPS engine is updated
C) That the FortiGate’s hostname resolves publicly
D) That SSL VPN is using tunnel mode
Answer
A)
Explanation
A) That “local” is included in the authentication-fallback sequence — When TACACS+ is configured as an authentication source, the FortiGate may attempt TACACS+ first. If the TACACS+ server becomes unreachable and the fallback method does not include “local,” then local administrators will be completely locked out. Therefore, ensuring that the fallback chain includes local authentication is essential. This allows administrators to log in even when TACACS+ is offline, making this the correct first check.
B) That the IPS engine is updated — IPS engine status has no relation to authentication mechanisms or TACACS+ fallback. Even if IPS is outdated, administrator logins would function normally.
C) That the FortiGate’s hostname resolves publicly — Hostname resolution is irrelevant to local login mechanisms. The FortiGate does not require public DNS for TACACS+ or local authentication.
D) That SSL VPN is using tunnel mode — SSL VPN mode has no relevance to administrative login through GUI or CLI. Tunnel or web mode does not influence TACACS+ authentication behavior.
Reasoning about the correct answer — Administrator lockout typically results from misconfigured authentication chaining. If TACACS+ is unreachable and the fallback sequence excludes local, no administrators can log in. Therefore, verifying the authentication sequence is the natural and critical first step.
Question 19
A FortiGate cluster is experiencing frequent failovers, and logs show “heartbeat packet loss.” What should the engineer verify first?
A) That the HA heartbeat interfaces are not congested or shared with production traffic
B) That the SSL VPN port is not changed from default
C) That the static routes contain proper distance values
D) That the firewall policy ID numbers are sequential
Answer: A)
Explanation
A) That the HA heartbeat interfaces are not congested or shared with production traffic — Heartbeat links carry health and synchronization information between cluster members. If heartbeat interfaces experience congestion, high latency, or packet drops due to competing production traffic, the cluster may falsely interpret this as node failure and trigger a failover. Ensuring dedicated, uncongested interfaces for heartbeat communication is therefore the first and most important diagnostic step.
B) That the SSL VPN port is not changed from default — The SSL VPN port has no impact on cluster synchronization or heartbeat communication. Changing it does not affect HA operations.
C) That the static routes contain proper distance values — While incorrect route distances may cause routing issues, they do not cause heartbeat packet loss or HA failover events. Heartbeat links operate independently from the routing table.
D) That the firewall policy ID numbers are sequential — Policy numbering affects organization, not HA behavior. Whether policy IDs are sequential has no influence on heartbeat communication.
Reasoning about the correct answer — HA failovers triggered by heartbeat packet loss are nearly always due to physical link issues or congestion. If heartbeat interfaces are shared with production traffic, packet drops are common. Therefore, checking the integrity and isolation of heartbeat links must be the first troubleshooting step.
Question 20
A FortiGate administrator observes high CPU usage associated with IPS engine activity. Traffic logs show frequent matching of a specific IPS signature. What should the engineer verify first?
A) Whether the signature is overly broad or generating excessive matches
B) Whether email filtering is using heuristic mode
C) Whether the admin GUI timeout is low
D) Whether DHCP snooping is enabled
Answer: A)
Explanation
A) Whether the signature is overly broad or generating excessive matches — High CPU usage tied to IPS often results from signatures that match large volumes of traffic, including normal or benign flows. If a signature is too broad or applied to high-traffic interfaces unnecessarily, it will trigger excessive inspection. The correct first step is to examine the signature, determine its relevance, tailor its matching scope, or consider disabling or exempting it if appropriate. Reviewing packet logs and signature details helps determine whether the signature is responsible for excessive CPU consumption.
B) Whether email filtering is using heuristic mode — Email filtering functions independently from IPS. Even if heuristic analysis were CPU-intensive, it would not cause IPS-related CPU spikes tied to a specific signature.
C) Whether the admin GUI timeout is low — GUI timeout settings do not influence IPS activity or CPU consumption for traffic inspection. These settings only affect administrative session duration.
D) Whether DHCP snooping is enabled — DHCP snooping concerns layer-2 security in switch environments, not FortiGate IPS inspection. This feature does not affect CPU usage related to IPS.
Reasoning about the correct answer — When high CPU usage coincides with repetitive triggering of a specific IPS signature, the most direct and logical cause is excessive signature matching. Evaluating the signature’s applicability and tuning or disabling it is the immediate first step.
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